For directly authorised IFA firms who need streamlined compliance support without the complexity and cost of traditional consultancy services.
Light-touch, comprehensive compliance solutions that keep you FCA-compliant while you focus on growing your business,
Affordable compliance solutions
100+ Current Documents
Complete library of FCS-compliant policies and procedures, updated regularly.
Regular Regulatory Updates
We monitor changes so you don’t have to.
Annual Self-Audit Templates
Easy-to-personalise templates for straightforward annual compliance reviews.
24/7 Digital Access
Access everything online whenever you need it.
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Why Choose Essentials?
- Affordable: Just £150 annually – no expensive consultant fees or hidden costs
- Streamlined: Light-touch approach desgined specifically for smaller IFA firms
- Comprehensive: Everything you need to maintain compliance confidence
- Flexible: Access documents and updates when you need them, not when consultants dictate
“We’ve had the pleasure of working with Essentials Compliance Services for a number of years no end have always found the level of service and expertise they provide to be both professional and invaluable, at a very competitive price. Not only do they respond very quickly but the document library has helped us no end, in meeting our regulatory requirements and putting together a simple compliance process, that meets our firms’ requirements. They also provide regulatory updates, enabling you to keep up to date with the ever-changing world of compliance., We highly recommend Essentials Compliance Services to any firms seeking reliable, high-quality compliance consultancy and support. Their service has been nothing short of excellent”. JK, Director, IFA, Edgbaston
Stop overpaying for heavyweight compliance solutions that don’t fit your firm. Get the essential compliance tools you actually need, at a price that makes sense for your business.