Compliance Support for Directly Authorised Financial Advisers
Stay compliance, stay confident, and stay ahead of FCA regulation – without the high cost of traditional consultancy.
Essentials is your 24/7 online compliance platform, designed specifically for directly authorised financial advisers who need practical, affordable, and reliable compliance support.
For just £150 per year, you get access to everything you need to keep your firm compliant and audit-ready.
100+ Current Documents
Full compliance document library including editable policies, procedures, plans and annual reports.
Regular Regulatory Updates
Weekly regulatory snippets including latest FCA updates.
Monthly Compliance Prompts
Monthly document completion prompts advising what to complete and when.
24/7 Online Access
Access everything online when you need it.
Including previous compliance updates and guidance.
WANT TO KNOW MORE?
“The most humblest and ethical provider I have ever come across in our financial services industry. I sincerely wish there were more of them like Essentials.” KP, Director, IFA, Wembley
Why Advisers Choose Essentials
Simple. Professional. Cost-Effective.
Compliance should not be confusing, time-consuming, or expensive.
Essentials helps directly authorised firms manage their FCA obligations by providing practical tools, regular reminders, and expert-led guidance in one easy-to-access platform.
Whether you are a solo adviser, a growing advice firm, Essentials helps you stay on top of:
- SM&CR requirements
- Compliance monitoring plans
- Annual reporting and reviews
- AML controls
- T&C supervision
- etc
Trusted by Financial Advisers Across the UK
From independent advisers to larger multi-advisers firms, Essentials supports firms that want straightforward compliance without unnecessary complexity.
Our subscribers value consistency, clarity and practical compliance support that works in the real world.
Why firms stay with us:
- Affordable annual subscription
- Ongoing monthly compliance guidance
- Professional support without consultancy-level fees
- Trusted by directly authorised firms across the UK
Ready to Simplify Compliance?
Join Essentials today and access the tools, templates, an updates your firm needs to stay compliant.