We provide you with a suite of documents in the document library, the ‘Must have’ to keep you ticking those compliance and regulatory boxes and then the ‘nice to have’.
The nice to have documents are being updated and uploaded piece meal every now and again you may require an additional document for your arsenal and we hope you may find it there.
You are kept up to date weekly with our Compliance Snippet (regulatory emails), a round up of items recently highlighted by the FCA or in the markets.
You also have access to our Friday Focus – podcasts, which highlights a particular compliance / regulatory area that has come to our attention in the week.
You sign up for an annual subscription fee of £150, using the contact page, and upon receipt of the payment are provided a log in to this website.
The website contains the most up to date document library which is reviewed annually and added to as and when required. Links to previous snippets as well as our Podcast – Friday Focus are also held on subscribers logged in pages.
You will also be added to the weekly Compliance Snippets.