April
Compliance Snippet 1034: Remember Bluecrest? Here’s what you were waiting for …..
Compliance Snippet 1033: Dawn of the protection cover age?
March
Compliance Snippet 1032: Get your cash flow assumptions finalised.
Compliance Snippet 1031: FCA on its review of firms consumer duty activities
Compliance Snippet: Annual review letters
Compliance Snippet 1029: More for MLROs – guidance on failure to prevent fraud.
Compliance Snippet 1028: Attention MLROs. OFSI financial services threat assessment.
February
Compliance Snippet 1027: The demise of the SDR (Sustainability Disclosure Requirements).
Compliance Snippet 1026: Compliance and your PII application.
Compliance Snippet 1025: Prioritising Compliance Tasks at Senior Management level for the year.
Compliance Snippet: Here is your essential guide to a robust CPD programme for the next 12 months.
January
Compliance Snippet 1023: The FCA on preparing for redress “Polluter Pays”
December
Compliance Snippet 1022: FCA Thematic reviews in 2025 – prepare for them
Compliance Snippet 1021: Happy Christmas and Another FCA proposal legally challenged
Compliance Snippet 1020: Remember Bluecrest? (Snippet 1016). Here’s the details.
Compliance Snippet 1019: Selling shares in your firm? How to tell the FCA
November
Compliance Snippet 1018: FCA launches target action against finfluencers
Compliance Snippet 1017: FCA gives examples of financial promotions interventions
Compliance Snippet 1016: Scary legal ruling extends FCA powers
October
Compliance Snippet 1014: FOS on their approach to vulnerable client complaints
Compliance Snippet 1013: Investment trusts – relation of disclosure requirements
Compliance Snippet 1012: A note on elective professional clients
Compliance Snippet 1011: Sustainability and the IFA …. the story goes on ….
September
Compliance Snippet 1010: Government launches pensions review – implications
Compliance Snippet 1009: Using sustainability labels
Compliance Snippet 1008: Honesty (or dishonesty) and the consequence for regulated people
Compliance Snippet 1007: Protection, consumer duty, the FCS and us!
Compliance Snippet 1006: Welcome back. While we were away, the FCA was at play, banning away.